Jason B. Poon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason Bernard Turkington Poon was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 2021. Jason had worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 1, 2023 - September 5, 2023
ALLIANCE-ONE INVESTMENTS, LLC
January 28, 2022 - November 15, 2022
M1 FINANCE
August 27, 2021 - November 15, 2022
M1 FINANCE LLC
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 8/27/2021
General Securities Representative ExaminationCurrent Firm
ALLIANCE-ONE INVESTMENTS, LLC
CRD#: 286025 / SEC#: , 8-69868
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
