SH
Sam W. Hahn
EM SECURITIES LLC
NEW YORK, NY 10174
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CRD#: 7421415
SH
Professional summary
Sam Wyatt Hahn is a registered financial professional currently at EM SECURITIES LLC located in New York, New York.
Sam is registered as a RR (Registered Representative) and started their career in finance in 2021. Sam has worked at 1 firm and has passed the SIE and Series 79TO exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Sam Wyatt Hahn's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 19, 2021 - Present
EM SECURITIES LLC
Office #1: C/o Evolution Media Capital 405 Lexington Avenue 19th Floor, New York, NY, 10174Office #2: C/o Caa Evolution 405 Lexington Avenue 19th Floor, New York, NY, 10174BD
CRD#: 148257
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
General Industry/Product Exam
General Industry/Product Exam
RR
Series 79TO
Date: 10/4/2021
Investment Banking Registered Representative ExaminationSRO Registrations
RR
FINRA
Current Firm
ES
EM SECURITIES LLC
EM ADVISORS, LLC | EM SECURITIES LLC
CRD#: 148257 / SEC#: , 8-67997
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
C/o Caa Evolution 405 Lexington Avenue 19th Floor, New York, NY, 10174
Mailing Address
C/o Caa Evolution 405 Lexington Avenue 19th Floor, New York, NY, 10174
Phone number
(212) 277-5261
Established
Delaware since 07/29/2008
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (2 States and Territories)
Red Flags
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