CS
Charles D. Scarallo
WEALTHSPIRE ADVISORS
Melville, NY 11747
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CRD#: 7420754
CS
Professional summary
Charles D Scarallo is a registered financial advisor currently at WEALTHSPIRE ADVISORS located in Melville, New York.
Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Charles has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CKAS Equipment LLC, Non-investment related, 9 Larch Lane, Smithtown, NY 11787, Heavy Equipment Acquisition for rental purposes, Manager and Sole Owner, December 2021, 8hrs, 0hrs, Serve as manager of the LLC and acquire heavy equipment to generate income through a a cooperative rental platform.
CRS (Client Relationship Summary) - RIA
Click below to view Charles D Scarallo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 23, 2021 - Present
WEALTHSPIRE ADVISORS
Office #1: 400 Broadhollow Road Suite 301, Melville, NY 11747RIA
CRD#: 147592
Melville, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WA
WEALTHSPIRE ADVISORS
GM ADVISORY GROUP, INC. | WEALTHSPIRE ADVISORS | GMAG DIVERSIFIED FUND GP, LLC | GM ADVISORY GROUP, LLC
CRD#: 147592 / SEC#: 801-69418
RIA
Registered Investment Advisory firm - (7/29/2008 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(8/23/2021)
Exams
Current Firm
WA
WEALTHSPIRE ADVISORS
GM ADVISORY GROUP, INC. | WEALTHSPIRE ADVISORS | GMAG DIVERSIFIED FUND GP, LLC | GM ADVISORY GROUP, LLC
CRD#: 147592 / SEC#: 801-69418
RIA
Registered Investment Advisory firm - (7/29/2008 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
400 Broadhollow Road Suite 301, Melville, NY 11747
Mailing Address
Phone number
(631) 227-3900
Established
Firm type
Fiscal year end
# of Employees
46
SEC notice filing (16 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 743 |
| AUM (Assets Under Management) | $ 3,682,831,523 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/01/2025 | ||
| 09/05/2024 | ||
| 11/07/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
