Robert Alan Shay
Professional Summary
Robert Alan Shay, who also goes by Bob Shay, Robert Shay, is a registered financial advisor currently at TFB ADVISORS, LLC located in Overland Park, Kansas. Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Robert has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Bob Shay, Robert Shay
Similar Advisors
LPL FINANCIAL LLC
AMERIPRISE FINANCIAL SERVICES, LLC
PEAK6 CAPITAL MANAGEMENT LLC
CHASE INVESTMENT SERVICES CORP.
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
LPL FINANCIAL LLC
AMERIPRISE FINANCIAL SERVICES, LLC
PEAK6 CAPITAL MANAGEMENT LLC
CHASE INVESTMENT SERVICES CORP.
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
LPL FINANCIAL LLC
AMERIPRISE FINANCIAL SERVICES, LLC
PEAK6 CAPITAL MANAGEMENT LLC
CHASE INVESTMENT SERVICES CORP.
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
LPL FINANCIAL LLC
AMERIPRISE FINANCIAL SERVICES, LLC
PEAK6 CAPITAL MANAGEMENT LLC
CHASE INVESTMENT SERVICES CORP.
Years of Experience
5 years in the financial services industry
Current & Past Employments
Similar Advisors
LPL FINANCIAL LLC
AMERIPRISE FINANCIAL SERVICES, LLC
PEAK6 CAPITAL MANAGEMENT LLC
CHASE INVESTMENT SERVICES CORP.
Current Firm
TFB ADVISORS, LLC
Contact Information
Main Address
4801 West 110th Street Suite 200, Overland Park, KS 66211Phone Number
(913) 648-5526# of Employees
23SEC notice filing (23 States and Territories)
Registered to provide investment advisory services in 23 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
2,832AUM (Assets Under Management)
$840,165,115Similar Advisors
LPL FINANCIAL LLC
AMERIPRISE FINANCIAL SERVICES, LLC
PEAK6 CAPITAL MANAGEMENT LLC
CHASE INVESTMENT SERVICES CORP.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
LPL FINANCIAL LLC
AMERIPRISE FINANCIAL SERVICES, LLC
PEAK6 CAPITAL MANAGEMENT LLC
CHASE INVESTMENT SERVICES CORP.
Primary Firm SEC Registration
TFB ADVISORS, LLC
State Registrations and Notice Filings
(8/2/2022)
(11/3/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Similar Advisors
LPL FINANCIAL LLC
AMERIPRISE FINANCIAL SERVICES, LLC
PEAK6 CAPITAL MANAGEMENT LLC
CHASE INVESTMENT SERVICES CORP.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Alan Shay's CRS (Customer Relationship Summary).
Similar Advisors
LPL FINANCIAL LLC
AMERIPRISE FINANCIAL SERVICES, LLC
PEAK6 CAPITAL MANAGEMENT LLC
CHASE INVESTMENT SERVICES CORP.
