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Bryce K. Lesher

NEXPOINT SECURITIES
Dallas, TX 75201
Some features on this profile are disabled
CRD#: 7420069
BL

Professional summary


Bryce Kathleen Lesher, who also goes by Bryce Lesher, is a registered financial professional currently at NEXPOINT SECURITIES, INC. located in Dallas, Texas.

Bryce is registered as a RR (Registered Representative) and started their career in finance in 2021. Bryce has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Bryce Lesher

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Bryce Kathleen Lesher's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 1, 2022 - Present

NEXPOINT SECURITIES, INC.

Office #1: 200 Crescent Court Suite 700, Dallas, TX 75201
BD
CRD#: 165013
Dallas, TX
Past

March 11, 2022 - July 27, 2022

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
WESTLAKE, TX
Past

November 30, 2021 - July 26, 2022

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
WESTLAKE, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(9/1/2022)
RR
Arkansas
(6/15/2023)
RR
Connecticut
(2/14/2025)
RR
Delaware
(2/14/2025)
RR
District of Columbia
(2/14/2025)
RR
Florida
(5/30/2024)
RR
Georgia
(5/30/2024)
RR
Illinois
(9/1/2022)
RR
Indiana
(9/1/2022)
RR
Kentucky
(9/1/2022)
RR
Maine
(2/14/2025)
RR
Maryland
(2/14/2025)
RR
Massachusetts
(2/14/2025)
RR
Michigan
(9/1/2022)
RR
Mississippi
(6/15/2023)
RR
New Hampshire
(2/14/2025)
RR
New Jersey
(1/24/2025)
RR
New York
(1/24/2025)
RR
Ohio
(2/14/2025)
RR
Puerto Rico
(5/30/2024)
RR
Rhode Island
(2/14/2025)
RR
Tennessee
(9/1/2022)
RR
Texas
(9/1/2022)
RR
Vermont
(2/14/2025)
RR
Virginia
(2/14/2025)
RR
West Virginia
(2/14/2025)
RR
Wisconsin
(9/1/2022)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 2/25/2022
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 11/30/2021
General Securities Representative Examination
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


NS
NEXPOINT SECURITIES, INC.
HIGHLAND CAPITAL FUNDS DISTRIBUTOR, INC. | PYXIS DISTRIBUTORS, INC. | NEXPOINT SECURITIES, INC.

CRD#: 165013 / SEC#: , 8-69128

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information


Main Address
200 Crescent Court, Suite 700, Dallas, TX 75201
Mailing Address
200 Crescent Court, Suite 700, Dallas, TX 75201
Phone number
(833) 697-6246
Established
Delaware since 06/14/2012
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
NEXPOINT ASSET MANAGEMENT, L.P.SHAREHOLDER149653
HOLT, DAVID ERICCHIEF COMPLIANCE OFFICER/ POO2426935
NORRIS, DUSTIN DAVIDPRESIDENT6624477
RUSSELL, SARAH DETLINGFINOP / PFO6727189

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


NEXPOINT SECURITIES, INC.

CRD#: 165013Dallas, TX 75201

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