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CRD#: 165013
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

NEXPOINT SECURITIES, INC. is located at 200 Crescent Court, Suite 700, Dallas, TX 75201 and was first established at Dallas, Delaware in 06/14/2012. After operating for 13 years, NEXPOINT SECURITIES, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of NEXPOINT SECURITIES, INC.’s clients are individuals and 0% of their clients are high net worth individuals. NEXPOINT SECURITIES, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at NEXPOINT SECURITIES, INC. are registered to handle securities or provide financial advice. The firm has 1 disclosures, 1 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access NEXPOINT SECURITIES, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at NEXPOINT SECURITIES, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for NEXPOINT SECURITIES, INC. Comes From

Understanding the Statistics for NEXPOINT SECURITIES, INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
1

FIRM INFORMATION

Main Address
200 Crescent Court, Suite 700, Dallas, TX 75201
Mailing Address
200 Crescent Court, Suite 700, Dallas, TX 75201
Firm Size
Small
Phone Number
(833) 697-6246
Established
Delaware since 06/14/2012
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
NEXPOINT ASSET MANAGEMENT, L.P.SHAREHOLDER149653
HOLT, DAVID ERICCHIEF COMPLIANCE OFFICER/ POO2426935
NORRIS, DUSTIN DAVIDPRESIDENT6624477
RUSSELL, SARAH DETLINGFINOP / PFO6727189

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Advisor's working at NEXPOINT SECURITIES, INC.

DH

David Eric Holt

Eric Holt
IAR
RR
CRD#: 2426935
Location:
Dallas, TX 75201
Company:
NEXPOINT INSURANCE SOLUTIONS, L.P.
Disclosures:
Experience:
32 years
View Profile
MH

Michiel Harris Hurley

Mandude Hurley
IAR
RR
CRD#: 2559946
Location:
Dallas, TX 75201
Company:
NEXADVISORS, LLC
Disclosures:
Experience:
25 years
View Profile
SB

Scott Andrew Belval

Scott Andrew Belval Mr., Scott Andrew Belval
RR
CRD#: 1761756
Location:
Dallas, TX 75201
Company:
NEXPOINT SECURITIES, INC.
Disclosures:
Experience:
37 years
View Profile
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