JH
James C. Huber
LIONTREE ADVISORS LLC
New York, NY 10151
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CRD#: 7417683
JH
Professional summary
James Craig Huber is a registered financial professional currently at LIONTREE ADVISORS LLC located in New York, New York.
James is registered as a RR (Registered Representative) and started their career in finance in 2021. James has worked at 1 firm and has passed the Series 79TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view James Craig Huber's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 3, 2021 - Present
LIONTREE ADVISORS LLC
Office #1: 745 Fifth Avenue 15th Floor, New York, NY 10151BD
CRD#: 164399
New York, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
General Industry/Product Exam
RR
Series 79TO
Date: 8/3/2021
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LA
LIONTREE ADVISORS LLC
AB ADVISORS GROUP LLC | LIONTREE ADVISORS LLC
CRD#: 164399 / SEC#: , 8-69097
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
745 Fifth Avenue 15th Floor, New York, NY 10151
Mailing Address
745 Fifth Avenue 15th Floor, New York, NY 10151
Phone number
(212) 644-4200
Established
Delaware since 05/11/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (22 States and Territories)
Direct owners and executive officers
Red Flags
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