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CH

Cade R. Hammarquist

M. S. HOWELLS & CO.
COLORADO SPRINGS, CO 80920
Some features on this profile are disabled
CRD#: 7417652
CH
Cade Robert HammarquistM. S. HOWELLS & CO.

Professional summary

Cade Robert Hammarquist, who also goes by Cade R Hammarquist, Cade Hammarquist, is a registered financial professional currently at M. S. HOWELLS & CO. located in Colorado Springs, Colorado.

Cade is registered as a RR (Registered Representative) and started their career in finance in 2022. Cade has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Aliases

Cade R Hammarquist | Cade Hammarquist

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Cade Robert Hammarquist's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 23, 2023 - Present

M. S. HOWELLS & CO.

Office #1: 1975 Research Parkway Suite 135, Colorado Springs, CO 80920
BD
CRD#: 104100
COLORADO SPRINGS, CO
Past

February 16, 2023 - June 12, 2026

ASHTON THOMAS PRIVATE WEALTH

RIA
CRD#: 153902
COLORADO SPRINGS, CO
Past

October 14, 2022 - February 22, 2023

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
COLORADO SPRINGS, CO
Past

September 22, 2022 - February 22, 2023

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
COLORADO SPRINGS, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Colorado
(2/23/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/14/2022
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 9/22/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 8/26/2022
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

MS
M. S. HOWELLS & CO.
M. S. HOWELLS & CO.

CRD#: 104100 / SEC#: , 8-52558

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
23350 N. Pima Rd., Scottsdale, AZ 85255
Mailing Address
23350 N. Pima Rd., Scottsdale, AZ 85255
Phone number
(480) 563-2000
Established
Delaware since 04/11/2000
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MARK HOWELLS TRUST, DATED 6/25/1997, MARK HOWELLS TRUSTEEOWNER
SANTAMARIA, KATRINA PATRICIACHIEF EXECUTIVE OFFICER3248779
CRITES, MARCY ANNFINANCIAL AND OPERATIONS PRINCIPAL (FINOP)6346298
HOWELLS, MARK STEPHENEXECUTIVE CHAIRMAN/DIRECTOR726921
HOWELLS, MARK STEPHENTRUSTEE FOR MARK HOWELLS TRUST DATED 6/25/1997726921
JORDAN, CHRISTOPHER SHANECHIEF COMPLIANCE OFFICER2843281
KREIZENBECK, TARA LYNNCHIEF OPERATING OFFICER7141895

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

M. S. HOWELLS & CO.

CRD#: 104100Colorado Springs, CO 80920

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