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CS

Christine Schmiedeler

TPG CAPITAL BD
Fort Worth, TX 76102
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CRD#: 7417510
CS

Professional summary


Christine Schmiedeler is a registered financial professional currently at TPG CAPITAL BD, LLC located in Fort Worth, Texas.

Christine is registered as a RR (Registered Representative) and started their career in finance in 2021. Christine has worked at 2 firms and has passed the Series 63, Series 7TO, Series 79TO and SIE exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Christine Schmiedeler's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

November 3, 2023 - Present

TPG CAPITAL BD, LLC

Office #1: 301 Commerce St Suite 3300, Fort Worth, TX 76102Office #2: 245 Park Avenue 26th Floor, New York, NY 10167
BD
CRD#: 143876
Fort Worth, TX
Past

August 30, 2021 - April 19, 2023

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(11/3/2023)
RR
Arizona
(11/3/2023)
RR
Arkansas
(11/3/2023)
RR
California
(11/3/2023)
RR
Colorado
(11/3/2023)
RR
Connecticut
(11/3/2023)
RR
Delaware
(11/3/2023)
RR
District of Columbia
(11/3/2023)
RR
Florida
(11/3/2023)
RR
Georgia
(11/3/2023)
RR
Hawaii
(11/3/2023)
RR
Idaho
(11/3/2023)
RR
Illinois
(11/3/2023)
RR
Indiana
(11/3/2023)
RR
Iowa
(11/3/2023)
RR
Kansas
(11/3/2023)
RR
Kentucky
(11/3/2023)
RR
Louisiana
(11/3/2023)
RR
Maine
(11/3/2023)
RR
Maryland
(11/3/2023)
RR
Massachusetts
(11/3/2023)
RR
Michigan
(11/3/2023)
RR
Minnesota
(11/3/2023)
RR
Mississippi
(11/3/2023)
RR
Missouri
(11/3/2023)
RR
Montana
(11/3/2023)
RR
Nebraska
(11/3/2023)
RR
Nevada
(11/3/2023)
RR
New Hampshire
(11/3/2023)
RR
New Jersey
(11/3/2023)
RR
New Mexico
(11/3/2023)
RR
New York
(11/3/2023)
RR
North Carolina
(11/3/2023)
RR
North Dakota
(11/3/2023)
RR
Ohio
(11/3/2023)
RR
Oklahoma
(11/3/2023)
RR
Oregon
(11/3/2023)
RR
Pennsylvania
(11/3/2023)
RR
Rhode Island
(11/3/2023)
RR
South Carolina
(11/3/2023)
RR
South Dakota
(11/3/2023)
RR
Texas
(11/3/2023)
RR
Utah
(11/3/2023)
RR
Vermont
(11/3/2023)
RR
Virginia
(11/3/2023)
RR
Washington
(11/3/2023)
RR
West Virginia
(11/3/2023)
RR
Wisconsin
(11/3/2023)
RR
Wyoming
(11/3/2023)

Exams


State Security Law Exam
RR
Series 63
Date: 9/17/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 9/8/2021
General Securities Representative Examination
General Industry/Product Exam
RR
Series 79TO
Date: 8/30/2021
Investment Banking Registered Representative Examination
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


TC
TPG CAPITAL BD, LLC
TPG CAPITAL BD, LLC

CRD#: 143876 / SEC#: , 8-67616

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information


Main Address
301 Commerce Street Ste 3300, Fort Worth, TX 76102
Mailing Address
301 Commerce Street Ste 3300, Fort Worth, TX 76102
Phone number
(817) 871-4000
Established
Texas since 03/21/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
TPG BD ADVISORS, LLCSOLE MEMBER
DAVIDSON, MARTIN LOUISFINOP AND PRINCIPAL FINANCIAL OFFICER5330788
UMAYAM, MICHAELCHIEF COMPLIANCE OFFICER6814011
WEINGART, JACK CHARLESCEO1879144

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


TPG CAPITAL BD, LLC

CRD#: 143876Fort Worth, TX 76102

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