AG
Alessia S. Gangone
UNITED CAPITAL MARKETS
Miami, FL 33133
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CRD#: 7416194
AG
Professional summary
Alessia Sofia Gangone is a registered financial professional currently at UNITED CAPITAL MARKETS, INC. located in Miami, Florida.
Alessia is registered as a RR (Registered Representative) and started their career in finance in 2022. Alessia has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Alessia Sofia Gangone's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 14, 2022 - Present
UNITED CAPITAL MARKETS, INC.
Office #1: 2665 S. Bayshore Dr. Phe1, Miami, FL 33133BD
CRD#: 40980
Miami, FL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/18/2022)
RR
Alaska(8/18/2022)
RR
Arkansas(8/18/2022)
RR
California(8/18/2022)
RR
Colorado(8/18/2022)
RR
Connecticut(8/18/2022)
RR
Delaware(8/18/2022)
RR
Florida(5/9/2022)
RR
Georgia(8/18/2022)
RR
Hawaii(8/18/2022)
RR
Idaho(8/18/2022)
RR
Illinois(8/18/2022)
RR
Indiana(8/18/2022)
RR
Iowa(8/18/2022)
RR
Kansas(8/18/2022)
RR
Kentucky(8/18/2022)
RR
Louisiana(8/18/2022)
RR
Maine(8/18/2022)
RR
Maryland(8/18/2022)
RR
Massachusetts(8/18/2022)
RR
Minnesota(8/18/2022)
RR
Mississippi(8/18/2022)
RR
Montana(8/18/2022)
RR
Nebraska(8/18/2022)
RR
New Jersey(8/18/2022)
RR
New Mexico(8/18/2022)
RR
New York(8/18/2022)
RR
North Carolina(8/18/2022)
RR
North Dakota(8/18/2022)
RR
Ohio(8/19/2022)
RR
Oklahoma(8/18/2022)
RR
Pennsylvania(8/18/2022)
RR
Puerto Rico(8/18/2022)
RR
South Carolina(8/18/2022)
RR
Texas(8/18/2022)
RR
Virginia(8/18/2022)
RR
Washington(8/18/2022)
RR
West Virginia(8/18/2022)
RR
Wisconsin(8/18/2022)
RR
Wyoming(8/18/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/14/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
UC
UNITED CAPITAL MARKETS, INC.
TRUSTCAP SECURITIES GROUP, INC. | UNITED CAPITAL MARKETS, INC.
CRD#: 40980 / SEC#: , 8-49253
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
2665 S. Bayshore Dr. Phe 1, Miami, FL 33133
Mailing Address
2665 S. Bayshore Dr. Phe 1, Miami, FL 33133
Phone number
(305) 365-0527
Established
Florida since 03/19/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (41 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
UNITED CAPITAL MARKETS, INC.
CRD#: 40980Miami, FL 33133TRUST BUT VERIFY
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