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Find, Compare and Monitor Financial Advisors at UNITED CAPITAL MARKETS, INC.

CRD#: 40980
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

UNITED CAPITAL MARKETS, INC. is located at 2665 S. Bayshore Dr. Phe 1, Miami, FL 33133 and was first established at Florida, Florida in 03/19/1996. After operating for 30 years, UNITED CAPITAL MARKETS, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of UNITED CAPITAL MARKETS, INC.’s clients are individuals and 0% of their clients are high net worth individuals. UNITED CAPITAL MARKETS, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at UNITED CAPITAL MARKETS, INC. are registered to handle securities or provide financial advice. The firm has 2 disclosures, 2 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access UNITED CAPITAL MARKETS, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at UNITED CAPITAL MARKETS, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for UNITED CAPITAL MARKETS, INC. Comes From

Understanding the Statistics for UNITED CAPITAL MARKETS, INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
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Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
2

FIRM INFORMATION

Main Address
2665 S. Bayshore Dr. Phe 1, Miami, FL 33133
Mailing Address
2665 S. Bayshore Dr. Phe 1, Miami, FL 33133
Firm Size
Small
Phone Number
(305) 365-0527
Established
Florida since 03/19/1996
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
UNITED CAPITAL MARKETS HOLDINGS, INC.SHAREHOLDER
BEZZINA, CATHERINECCO,AML OFFICER,DEO1288036
DEVANEY, DENNIS JOHNCO-CCO, COO, GP, CEO, PRESIDENT, HEAD TRADER2537936
NELSON, MICHAEL DOUGLASCFO, FINOP6549497

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

How Do I Determine Which Firm to Work With?

Advisor's working at UNITED CAPITAL MARKETS, INC.

CD

Corinne Nicole Devaney

RR
CRD#: 7380613
Location:
Miami, FL 33133
Company:
UNITED CAPITAL MARKETS, INC.
Disclosures:
Experience:
4 years
View Profile
WE

William James Earle

RR
CRD#: 7380626
Location:
Miami, FL 33133
Company:
UNITED CAPITAL MARKETS, INC.
Disclosures:
Experience:
3 years
View Profile
DD

Dennis John Devaney Jr.

Dennis John Devaney
RR
CRD#: 7389754
Location:
Miami, FL 33133
Company:
UNITED CAPITAL MARKETS, INC.
Disclosures:
Experience:
2 years
View Profile
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