Soledad Huergo
Professional Summary
Soledad Huergo is a registered financial advisor currently at HOLISTIC BROKERAGE, LLC located in Miami, Florida. Soledad is registered as a RR (Registered Representative) and started their career in finance in 2022. Soledad has worked at 1 firm and has passed the Series 7TO, SIE, Series 27 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
4 years in the financial services industry
Current & Past Employments
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Current Firm
ADCAP SECURITIES LLC | LAKE FOREST SECURITIES, LLC | LAKE FOREST SECURITIES LLC | HOLISTIC BROKERAGE, LLC
Contact Information
Main Address
800 Brickell Ave Suite 502, Miami, FL 33131Mailing Address
800 Brickell Ave Suite 502, Miami, FL 33131Phone Number
(305) 374-1177Established
Illinois since 08/28/1998Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (21 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(5/12/2022)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Soledad Huergo's CRS (Customer Relationship Summary).
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