Angelique Elizabeth Figueroa
Professional Summary
Angelique Elizabeth Figueroa, who also goes by Angelique E Martinez, Angelique Elizabeth Martinez, Angie Martinez, is a registered financial advisor currently at HOLISTIC BROKERAGE, LLC located in Miami, Florida. Angelique is registered as a RR (Registered Representative) and started their career in finance in 1998. Angelique has worked at 12 firms and has passed the Series 63, Series 52TO, Series 99TO, Series 57TO, SIE, Series 3, Series 55, Series 7, Series 10, Series 14, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Angelique E Martinez, Angelique Elizabeth Martinez, Angie Martinez
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
28 years in the financial services industry
Current & Past Employments
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Current Firm
ADCAP SECURITIES LLC | LAKE FOREST SECURITIES, LLC | LAKE FOREST SECURITIES LLC | HOLISTIC BROKERAGE, LLC
Contact Information
Main Address
800 Brickell Ave Suite 502, Miami, FL 33131Mailing Address
800 Brickell Ave Suite 502, Miami, FL 33131Phone Number
(305) 374-1177Established
Illinois since 08/28/1998Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (21 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(8/15/2024)
(8/15/2023)
(8/15/2023)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 55 — Limited Representative-Equity Trader Exam
Passed Jul 2000Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Jan 2023About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jan 2023About the Series 9 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Angelique Elizabeth Figueroa's CRS (Customer Relationship Summary).
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