Shira S. Ketayi
VALLEY WEALTH MANAGERS | Client Associate
New York, NY 10017
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CRD#: 7415452
Professional summary
Shira S. Ketayi, who also goes by Shira Sarah Ketayi, Shira Sarah Ketayi,, is a registered financial advisor currently at VALLEY WEALTH MANAGERS, INC. located in New York, New York and VALLEY FINANCIAL MANAGEMENT, INC. located in New York, New York.
Shira is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Shira has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Biography
Shira Ketayi is a Client Associate with J.P. Morgan Wealth Management.
As a member of The Weikes Group, she provides client sevice support for high- net-worth individuals and families, as well as business owners, foundations and C-suite executives. Shira's responsibilities include client onboarding, wires and a daily client requests. She works diligently to deliver an excellent client experience.
Shira graduated from Indiana University with a B.S. in Finance. She holds FINRA Series 7 and 66 securities licenses. She joined J.P. Morgan in June 2021 and is already vital to the success of her team. Outside of work, she loves traveling and spending time with her family, friends and Bichon Frise puppy, Milo.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Shira Sarah Ketayi | Shira Sarah Ketayi,
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Effective 6/28/2021 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.
CRS (Client Relationship Summary) - RIA
Click below to view Shira S. Ketayi's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 27, 2023 - Present
VALLEY WEALTH MANAGERS, INC.
Office #1: 350 Madison Ave 4th Floor, New York, NY 10017RIA
CRD#: 108879
New York, NY
Current
March 8, 2023 - Present
VALLEY FINANCIAL MANAGEMENT, INC.
Office #1: 350 Madison Avenue, New York, NY 10017Office #2: 350 Madison Ave. 4th Floor, Compliance Department, New York, NY 10017RIA
BD
CRD#: 105387
New York, NY
Past
March 8, 2023 - July 26, 2023
VALLEY FINANCIAL MANAGEMENT, INC.
RIA
CRD#: 105387
NEW YORK, NY
Past
January 10, 2022 - March 1, 2023
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
NEW YORK, NY
Past
September 24, 2021 - March 1, 2023
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VW
VALLEY WEALTH MANAGERS, INC.
HALLMARK CAPITAL MANAGEMENT | VALLEY WEALTH MANAGERS, INC. | NEW CENTURY ASSET MANAGEMENT | HALLMARK CAPITAL MANAGEMENT INC
CRD#: 108879 / SEC#: 801-25461
RIA
Registered Investment Advisory firm - (10/11/1985 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(3/8/2023)
RR
Connecticut(11/5/2024)
RR
Florida(3/8/2023)
RR
Illinois(3/8/2023)
RR
Indiana(11/5/2024)
RR
Massachusetts(11/5/2024)
RR
New Jersey(11/5/2024)
RR
New York(3/8/2023)
IAR
New York(7/27/2023)
RR
Ohio(11/6/2024)
RR
Pennsylvania(11/5/2024)
RR
South Dakota(6/21/2024)
RR
Texas(11/5/2024)
RR
Virginia(11/5/2024)
RR
Washington(11/5/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/24/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VW
VALLEY WEALTH MANAGERS, INC.
HALLMARK CAPITAL MANAGEMENT | VALLEY WEALTH MANAGERS, INC. | NEW CENTURY ASSET MANAGEMENT | HALLMARK CAPITAL MANAGEMENT INC
CRD#: 108879 / SEC#: 801-25461
RIA
Registered Investment Advisory firm - (10/11/1985 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
80 East Ridgewood Ave Suite 3, Paramus, NJ 07652
Mailing Address
Phone number
(888) 794-7940
Established
Firm type
Fiscal year end
# of Employees
54
SEC notice filing (25 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,957 |
| AUM (Assets Under Management) | $ 2,317,257,859 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2024 | ||
| 09/07/2023 | ||
| 10/04/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VALLEY WEALTH MANAGERS, INC.
Client AssociateCRD#: 108879New York, NY 10017TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
