Douglas A. Berti

HOUSTON, TX

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CRD#: 7413728

Professional summary

Douglas Anthony Berti, who also goes by Douglas Berti, Doug Berti, was a registered financial advisor .

Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Douglas had worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Douglas Berti | Doug Berti

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

the name of the other business; Texas Assured Tax Preparation LLC whether the business is investment-related; not investment related the address of the other business; 17350 State Hwy 249, Suite 220 #31240, Houston, TX 77064 the nature of the other business; Tax preparer your position; title, or relationship with the other business; Managing Member the start date of your relationship; 09-11-2025 the approximate number of hours/month you devote to the other business; 16 hours a month or 10% of time the number of hours you devote to the other business during securities trading hours; 16 hours a month or 10% of time and briefly describe your duties relating to the other business; Tax preparation for income taxes

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 3, 2025 - Present

HOUSTON, TX

Past

September 23, 2022 - January 3, 2025

ERNST & YOUNG INVESTMENT ADVISERS LLP

RIA

CRD#: 110921

Tampa, FL

Past

November 13, 2021 - September 9, 2022

VALIC FINANCIAL ADVISORS, INC.

RIA

CRD#: 42803

HOUSTON, TX

Past

October 14, 2021 - September 9, 2022

VALIC FINANCIAL ADVISORS, INC.

CRD#: 42803

HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(9/3/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/12/2021

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 10/14/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 9/17/2021

Securities Industry Essentials Examination

Current firm

No current employment

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Douglas A. Berti

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ERNST & YOUNG INVESTMENT ADVISERS LLP

VALIC FINANCIAL ADVISORS, INC.

VALIC FINANCIAL ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/12/2021

Series 7TO

Date: 10/14/2021

SIE

Date: 9/17/2021

Current firm

No current employment

Red Flags

Company Information

No current employment

TRUST BUT VERIFY

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