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SH

Shannon L. Harris

COLUMBIA CAPITAL MANAGEMENT
Carlsbad, CA 92008
Some features on this profile are disabled
CRD#: 7413039
SH

Professional summary

Shannon Loraine Harris, who also goes by Shannon Harris, is a registered financial advisor currently at COLUMBIA CAPITAL MANAGEMENT, LLC located in Carlsbad, California.

Shannon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Shannon has worked at 1 firm and has passed the Series 65 and Series 50 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Shannon Harris

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shannon Loraine Harris's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 30, 2021 - Present

COLUMBIA CAPITAL MANAGEMENT, LLC

Office #1: 2292 Faraday Ave. Suite 100, Carlsbad, CA 92008
RIA
CRD#: 112773
Carlsbad, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
COLUMBIA CAPITAL MANAGEMENT, LLC
COLUMBIA CAPITAL MANAGEMENT, LLC

CRD#: 112773 / SEC#: 801-55499

RIA
Registered Investment Advisory firm - (5/15/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(7/30/2021)

Exams

State Security Law Exam
IAR
Series 65
Date: 7/1/2021
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 50
Date: 11/25/2019
Municipal Advisor Representative Qualification Exam

Current Firm

CC
COLUMBIA CAPITAL MANAGEMENT, LLC
COLUMBIA CAPITAL MANAGEMENT, LLC

CRD#: 112773 / SEC#: 801-55499

RIA
Registered Investment Advisory firm - (5/15/1998 Approved)
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Contact information

Main Address
6700 Antioch Suite 250, Merriam, KS 66204
Mailing Address
Phone number
(913) 248-8500
Established
Firm type
Fiscal year end
# of Employees
16

SEC notice filing (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Latest Form ADV

Part 2 Brochures

COLUMBIA CAPITAL MANAGEMENT, LLC, INVESTMENT ADVISORY BROCHURE (3/14/2025)

Regulatory assets under management

Total Number of Accounts102
AUM (Assets Under Management)$ 1,936,145,185

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

COLUMBIA CAPITAL MANAGEMENT, LLC

CRD#: 112773Carlsbad, CA 92008

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