Peter A. Wessel

ARCTIC SECURITIES LLC

New York, NY 10111

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CRD#: 7411616

Professional summary

Peter Alexander Wessel, who also goes by Alexander Wessel, is a registered financial professional currently at ARCTIC SECURITIES LLC located in New York, New York.

Peter is registered as a RR (Registered Representative) and started their career in finance in 2021. Peter has worked at 2 firms and has passed the Series 63, Series 57TO, Series 7TO, SIE and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Alexander Wessel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Peter Alexander Wessel's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 3, 2025 - Present

ARCTIC SECURITIES LLC

Office #1: 45 Rockefeller Plaza Suite 1960, New York, NY 10111

CRD#: 174423

New York, NY

Past

August 30, 2021 - January 31, 2025

FEARNLEY SECURITIES

CRD#: 174133

New York, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(2/3/2025)

Colorado
(2/3/2025)

Connecticut
(2/3/2025)

Florida
(2/3/2025)

Georgia
(2/3/2025)

Illinois
(2/3/2025)

Iowa
(2/3/2025)

Louisiana
(2/3/2025)

Massachusetts
(2/3/2025)

New Jersey
(2/3/2025)

New York
(2/3/2025)

North Carolina
(2/3/2025)

Ohio
(2/3/2025)

Pennsylvania
(2/3/2025)

Texas
(2/3/2025)

Utah
(2/3/2025)

Washington
(2/3/2025)

Wisconsin
(2/3/2025)

Exams

State Security Law Exam

Series 63

Date: 9/13/2021

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 10/11/2021

Securities Trader Exam

General Industry/Product Exam

Series 7TO

Date: 8/30/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 8/17/2021

Securities Industry Essentials Examination

Principal/Supervisory Exam

Series 24

Date: 2/27/2025

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ARCTIC SECURITIES LLC

CRD#: 174423 / SEC#: , 8-69571

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

45 Rockefeller Plaza Suite 1960, New York, NY 10124

Mailing Address

45 Rockefeller Plaza Suite 1960, New York, NY 10111

Phone number

(212) 597-5555

Established

Delaware since 10/24/2014

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (19 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
ARCTIC SECURITIES HOLDINGS AS	100% OWNER
AHLFELD, JAMES B	FINOP, PFO, POO	4955796
HOEN, AUDUN JOHANNES	CEO, CCO, CFO,COO, HEAD OF INVESTMENT BANKING/HEAD OFSALES	4940711

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Peter A. Wessel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Peter Alexander Wessel's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARCTIC SECURITIES LLC

FEARNLEY SECURITIES

State Registrations and Notice Filings

Exams

Series 63

Date: 9/13/2021

Series 57TO

Date: 10/11/2021

Series 7TO

Date: 8/30/2021

SIE

Date: 8/17/2021

Series 24

Date: 2/27/2025

FINRA

Current Firm

ARCTIC SECURITIES LLC

Contact information

FINRA licenses (19 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

ARCTIC SECURITIES LLC

TRUST BUT VERIFY

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