Matthew C. Scuderi

CAPITAL FINANCIAL ADVISORY GROUP

Apex, NC 27502

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CRD#: 7411332

Professional summary

Matthew Carleton Scuderi, who also goes by Matt Scuderi, Matthew C Scuderi, Matthew Scuderi, is a registered financial advisor currently at CAPITAL FINANCIAL ADVISORY GROUP, LLC located in Apex, North Carolina.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Matthew has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Matt Scuderi | Matthew C Scuderi | Matthew Scuderi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) ATHENE ANNUITY AND LIFE COMPANY, 7700 MILLS CIVIC PKWY WEST DES MOINES, IA 50266; FIRM OFFERS INSURANCE AND ANNUITY SOLUTIONS TO RETAIL CLIENTS - INVESTMENT-RELATED; INSURANCE PRODUCER, REVIEWING CLIENTS AND PROSPECTS INSURANCE AND ANNUITY PLANS AND PROPOSING SOLUTIONS AS NEEDED,START DATE: 04/2023, 50 HOURS/MONTH DEDICATED TO ACTIVITY; 30 HOURS/MONTH DURING TRADING HOURS. 2)NATIONWIDE INSURANCE; 1 NATIONWIDE PLAZA, COLUMBUS, OHIO 43215; FIRM OFFERS INSURANCE AND ANNUITY SOLUTIONS TO RETAIL CLIENTS - INVESTMENT-RELATED, INSURANCE PRODUCER, REVIEWING CLIENTS AND PROSPECTS INSURANCE AND ANNUITY PLANS AND PROPOSING SOLUTIONS AS NEEDED; START DATE: 04/2023; 20 HOURS/MONTH DEDICATED TO ACTIVITY; 10 HOURS/MONTH DURING TRADING HOURS. 3) NORTH AMERICAN COMPANY FOR LIFE AND HEALTH INSURANCE; 8300 MILLS CIVIC PARKWAY, WEST DES MOINES, IA 50266; FIRM OFFERS INSURANCE AND ANNUITY SOLUTIONS TO RETAIL CLIENTS - INVESTMENT-RELATED; INSURANCE PRODUCER; REVIEWING CLIENTS AND PROSPECTS INSURANCE AND ANNUITY PLANS AND PROPOSING SOLUTIONS AS NEEDED; START DATE: 04/2023; 20 HOURS/MONTH DEDICATED TO ACTIVITY; 10 HOURS/MONTH DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Carleton Scuderi's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 22, 2024 - Present

CAPITAL FINANCIAL ADVISORY GROUP, LLC

Office #1: 1500 Town Side Drive Suite 201, Apex, NC 27502

RIA

CRD#: 144374

Apex, NC

Past

August 30, 2021 - April 14, 2023

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

CHARLOTTE, NC

Past

July 30, 2021 - April 14, 2023

EQUITABLE ADVISORS, LLC

CRD#: 6627

CHARLOTTE, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(2/22/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/20/2021

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 7/30/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 5/15/2021

Securities Industry Essentials Examination

Current Firm

CAPITAL FINANCIAL ADVISORY GROUP, LLC

CAPITAL FINANCIAL & INSURANCE | CAPITAL FINANCIAL ADVISORY GROUP, LLC

CRD#: 144374 / SEC#:

North Carolina

Registered Investment Advisory firm - (1/30/2009 Approved)

Virginia

Registered Investment Advisory firm - (11/17/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1500 Town Side Drive Suite 201, Apex, NC 27502

Mailing Address

Phone number

(919) 657-4201

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Matthew C. Scuderi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Carleton Scuderi's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPITAL FINANCIAL ADVISORY GROUP, LLC

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/20/2021

Series 7TO

Date: 7/30/2021

SIE

Date: 5/15/2021

Current Firm

CAPITAL FINANCIAL ADVISORY GROUP, LLC

Contact information

Documents

Red Flags

Company Information

CAPITAL FINANCIAL ADVISORY GROUP, LLC

TRUST BUT VERIFY

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