John S. Pierce
Professional summary
John Scott Pierce is a registered financial professional currently at THE FRAZER LANIER COMPANY, INCORPORATED located in Montgomery, Alabama.
John is registered as a RR (Registered Representative) and started their career in finance in 2021. John has worked at 1 firm and has passed the Series 63, Series 50, Series 52TO, Series 7TO, SIE, Series 24, Series 54 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Scott Pierce's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 13, 2021 - Present
THE FRAZER LANIER COMPANY, INCORPORATED
Office #1: 300 Water Street, Montgomery, AL 36104State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/13/2021)
Exams
Series 52TO
Date: 9/20/2021
Municipal Securities Representative ExaminationSeries 7TO
Date: 9/13/2021
General Securities Representative ExaminationFINRA
Current Firm
THE FRAZER LANIER COMPANY, INCORPORATED
CRD#: 7089 / SEC#: , 8-20267
Contact information
FINRA licenses (12 States and Territories)
Documents
Disclosures
| Regulatory Event | 5 |
Red Flags
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Company Information
THE FRAZER LANIER COMPANY, INCORPORATED
CRD#: 7089Montgomery, AL 36104TRUST BUT VERIFY
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