KM
Kevin Maxwell
KNIGHTS OF COLUMBUS ASSET ADVISORS LLC
Leesburg, FL 34748
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CRD#: 7409391
KM
Professional summary
Kevin Maxwell is a registered financial advisor currently at KNIGHTS OF COLUMBUS ASSET ADVISORS LLC located in Leesburg, Florida.
Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Kevin has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Knights of Columbus Insurance This business is not investment-related. Address: 1 Columbus Plaza, New Haven, CT 06510 Nature of Business: Life Insurance, Retirement Annuities, Long Term Care Insurance, Disability Insurance Position: Field Agent Title: Field Agent Designation: Fraternal Insurance Counselor fellow (FICf) Start Date: May 1, 2015 Approximately 240 hours/month devoted to this business. 8 hours devoted to this business during securities trading hours. Duties: Client interaction via in person meetings, phone calls and video chat sessions. Account maintnenance, strategy building, recommending of ideal coverages and plans. Mass marketing to niche specific demographic via email and physical mailings. Customer service, claims processing.
CRS (Client Relationship Summary) - RIA
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Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 5, 2022 - Present
KNIGHTS OF COLUMBUS ASSET ADVISORS LLC
Office #1: 1330 Citizens Blvd Suite 402, Leesburg, FL 34748RIA
CRD#: 174129
Leesburg, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KO
KNIGHTS OF COLUMBUS ASSET ADVISORS LLC
BOSTON ADVISORS | KNIGHTS OF COLUMBUS ASSET ADVISORS LLC
CRD#: 174129 / SEC#: 801-80844
RIA
Registered Investment Advisory firm - (1/23/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(4/5/2022)
Current Firm
KO
KNIGHTS OF COLUMBUS ASSET ADVISORS LLC
BOSTON ADVISORS | KNIGHTS OF COLUMBUS ASSET ADVISORS LLC
CRD#: 174129 / SEC#: 801-80844
RIA
Registered Investment Advisory firm - (1/23/2015 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
One Columbus Plaza, New Haven, CT 06510
Mailing Address
Phone number
(203) 752-4502
Established
Firm type
Fiscal year end
# of Employees
226
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,592 |
| AUM (Assets Under Management) | $ 28,035,873,347 |
Red Flags
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Company Information
KNIGHTS OF COLUMBUS ASSET ADVISORS LLC
CRD#: 174129Leesburg, FL 34748TRUST BUT VERIFY
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