JR
James M. Rossi
IAMS WEALTH MANAGEMENT
Columbus, OH
Some features on this profile are disabled
CRD#: 7409166
JR
Professional summary
James Matthew Rossi, who also goes by Jamie Rossi, is a registered financial advisor currently at IAMS WEALTH MANAGEMENT, LLC located in Columbus, Ohio.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. James has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jamie Rossi
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name of the outside business: Independent Insurance Agent., Investment related business: Yes. Location of business: 52 Victorian Gate Way, Columbus, OH 43215 Description of the business: insurance company or agency. Position/Title: insurance agent. Responsibilities/Duties: Life and Health Insurance, Long-Term Care and Annuities. Start date with business:12/1/2022 Hours per month devoted to the business: During trading hours: Jamie Rossi advisor consulting and education; Columbus, OH, 12/1/2022; consultant; 80 hours Outside trading hours: 40 hours during trading hours. Percentage of total yearly compensation expected to be derived from the business:50%. Appointment Setter, Financial Professional Consulting Services/Lead Generation, 52 Victorian Gate Way, Columbus, OH 43215 , Consultant, Provides consulting and educational services to financial professionals who are looking to grow their business, 01/2023, 40 hours per month, 30 of which are during securities trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view James Matthew Rossi's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 28, 2023 - Present
IAMS WEALTH MANAGEMENT, LLC
RIA
CRD#: 286085
Columbus, OH
Past
July 29, 2021 - November 8, 2022
KINETIC INVESTMENT MANAGEMENT, INC.
RIA
CRD#: 283034
LOS ANGELES, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IW
IAMS WEALTH MANAGEMENT, LLC
IAMS WEALTH MANAGEMENT, LLC
CRD#: 286085 / SEC#: 801-108875
RIA
Registered Investment Advisory firm - (1/9/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Louisiana(1/15/2025)
IAR
Ohio(11/28/2023)
Current Firm
IW
IAMS WEALTH MANAGEMENT, LLC
IAMS WEALTH MANAGEMENT, LLC
CRD#: 286085 / SEC#: 801-108875
RIA
Registered Investment Advisory firm - (1/9/2017 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
18881 West Dodge Road Suite 180e, Omaha, NE 68022
Mailing Address
Phone number
(888) 255-7670
Established
Firm type
Fiscal year end
# of Employees
54
SEC notice filing (40 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,104 |
| AUM (Assets Under Management) | $ 343,012,390 |
Red Flags
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