JD
Jessica L. Dulle
CETERA INVESTMENT ADVISERS LLC
LEXINGTON, OH
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CRD#: 7408764
JD
Professional summary
Jessica Lynn Dulle is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Lexington, Ohio and CETERA WEALTH SERVICES, LLC located in Mansfield, Ohio.
Jessica is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Jessica has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: OHIO DISTRICT KIWANIS FOUNDATION INVESTMENT RELATED: NO ADDRESS: PO BOX 668 CIRCLEVILLE OH NATURE OF BUSINESS: BOARD MEMBER START DATE: 07/2024 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: ATTEND BOARD MEETINGS 2. NAME OF OTHER BUSINESS: CLEVELAND FINANCIAL GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 07/2021 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES; 3. NAME OF OTHER BUSINESS: UNITED WAY OF RICHLAND COUNTY, INVESTMENT RELATED: NO, ADDRESS: 3 N MAIN STREET #303, MANSFIELD, OH 44902, NATURE OF BUSINESS: NON-PROFIT, START DATE: 02/2025, POSITION/TITLE/RELATIONSHIP: ALLOCATIONS COMMITTEE MEMBER, APX NUMBER OF HOURS PER WEEK: 2, APX NUMBER OF HOURS DURING TRADING HOURS: 2, BRIEF DESCRIPTION OF DUTIES: ASSESS APPLICATIONS THAT DETAIL THE FUNDING REQUIREMENTS, PERFORMANCE GOALS, NEED FOR THE PROGRAM IN OUR COMMUNITY, AND THE ABILITY OF THE AGENCY TO DEMONSTRATE SUCCESS AND COMPETENCY IN THE PROGRAM.
CRS (Client Relationship Summary) - RIA
Click below to view Jessica Lynn Dulle's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 29, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #2: 108 North Main Street Rear Building, Mansfield, OH 44902RIA
CRD#: 105644
LEXINGTON, OH
Current
May 29, 2024 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 108 North Main Street Rear Building, Mansfield, OH 44902BD
CRD#: 13572
MANSFIELD, OH
Past
February 7, 2024 - May 29, 2024
OSAIC FA, INC.
RIA
CRD#: 3978
MANSFIELD, OH
Past
July 10, 2023 - May 29, 2024
OSAIC FA, INC.
BD
CRD#: 3978
MANSFIELD, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Missouri(5/29/2024)
RR
Ohio(5/29/2024)
IAR
Ohio(5/29/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/10/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
