Spencer W. Epps
Professional summary
Spencer Walker Epps, who also goes by Spencer Epps, is a registered financial professional currently at ICAPITAL MARKETS LLC located in New York, New York.
Spencer is registered as a RR (Registered Representative) and started their career in finance in 2022. Spencer has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Spencer Walker Epps's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 9, 2025 - Present
ICAPITAL MARKETS LLC
Office #1: 60 East 42nd Street 26th Floor, New York, NY 10165December 20, 2023 - May 28, 2025
NEW EDGE WEALTH
December 20, 2023 - May 28, 2025
NEWEDGE SECURITIES, LLC
December 13, 2022 - December 15, 2023
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
October 14, 2022 - December 15, 2023
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/5/2025)
(6/9/2025)
Exams
Series 7TO
Date: 10/13/2022
General Securities Representative ExaminationFINRA
Current Firm
ICAPITAL MARKETS LLC
CRD#: 118219 / SEC#: , 8-53640
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
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