Alina L. Miska

CANNELL & SPEARS LLC

NEW YORK, NY 10022

Some features on this profile are disabled

CRD#: 7408148

Professional summary

Alina Luisa Miska, CFP®, who also goes by Alina Miska Carlson, is a registered financial advisor currently at CANNELL & SPEARS LLC located in New York, New York and FORESIDE FUND SERVICES, LLC located in New York, New York.

Alina is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Alina has worked at 2 firms and has passed the Series 63, Series 6TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Alina Miska Carlson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Cannell & Spears LLC; Investment Related; New York, NY; Began 05/2016; Investment Adviser; Client Service and Planning Manager; Marketing, financial planning, client reporting, client services and operations; 160 hours per month with 0 hours during trading hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alina Luisa Miska's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2021

Experience

Current

July 30, 2021 - Present

CANNELL & SPEARS LLC

Office #1: 535 Madison Avenue 14th Floor, New York, NY 10022

RIA

CRD#: 142633

NEW YORK, NY

Current

April 29, 2022 - Present

FORESIDE FUND SERVICES, LLC

Office #1: 535 Madison Avenue 14th Floor, New York, NY 10022

CRD#: 46106

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CANNELL & SPEARS LLC

CANNELL & SPEARS LLC | WG SPEARS LLC | SPEARS ABACUS ADVISORS LLC

CRD#: 142633 / SEC#: 801-67401

RIA

Registered Investment Advisory firm - (1/3/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

New York
(7/30/2021)

New York
(6/28/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 6/24/2022

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 4/29/2022

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 3/11/2022

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

CANNELL & SPEARS LLC

CANNELL & SPEARS LLC | WG SPEARS LLC | SPEARS ABACUS ADVISORS LLC

CRD#: 142633 / SEC#: 801-67401

RIA

Registered Investment Advisory firm - (1/3/2007 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

535 Madison Avenue 14th Floor, New York, NY 10022

Mailing Address

Phone number

(212) 752-5255

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (29 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIRM BROCHURE AND BROCHURE SUPPLEMENT (5/22/2025)

Regulatory assets under management

Total Number of Accounts	2,486
AUM (Assets Under Management)	$ 6,316,371,000

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/11/2025	Cover Page	Report
03/13/2025	Cover Page	Report
03/13/2025	Cover Page	Report
03/13/2025	Cover Page	Report
03/13/2025	Cover Page	Report
05/23/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Peter Kettle

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Brooklyn, NY

Richard Dragotta

LPL FINANCIAL LLC

IAR

Paramus, NJ

Diane Finnerty

MORGAN STANLEY

IAR

New York, NY

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Alina L. Miska

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alina Luisa Miska's CRS (Customer Relationship Summary).

Certified licenses

Experience

CANNELL & SPEARS LLC

FORESIDE FUND SERVICES, LLC

Primary Firm SEC Registration

CANNELL & SPEARS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/24/2022

Series 6TO

Date: 4/29/2022

SIE

Date: 3/11/2022

FINRA

Current Firm

CANNELL & SPEARS LLC

Contact information

SEC notice filing (29 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CANNELL & SPEARS LLC

TRUST BUT VERIFY

Similar Advisors