Chantel B. Reeves
Professional summary
Chantel Brianne Reeves, who also goes by Chantel Brianne Baker, Chantel Reeves, Chantel Brianne Reeves, is a registered financial advisor currently at VANGUARD ADVISERS, INC. located in Scottsdale, Arizona and VANGUARD MARKETING CORPORATION located in Scottsdale, Arizona.
Chantel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Chantel has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Chantel Brianne Reeves's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 8, 2022 - Present
VANGUARD ADVISERS, INC.
Office #1: 14321 North Northsight Blvd, Scottsdale, AZ 85260February 4, 2022 - Present
VANGUARD MARKETING CORPORATION
Office #1: 14321 North Northsight Blvd., Scottsdale, AZ 85260October 6, 2021 - November 8, 2021
AMERIPRISE FINANCIAL SERVICES, LLC
August 19, 2021 - November 8, 2021
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
VANGUARD ADVISERS, INC.
CRD#: 106715 / SEC#: 801-49601
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/7/2022)
(2/15/2022)
(2/8/2022)
(2/8/2022)
Exams
Series 7TO
Date: 8/19/2021
General Securities Representative ExaminationFINRA
Current Firm
VANGUARD ADVISERS, INC.
CRD#: 106715 / SEC#: 801-49601
Contact information
SEC notice filing (53 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 698,843 |
| AUM (Assets Under Management) | $ 300,434,933,763 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/24/2025 | ||
| 10/23/2024 | ||
| 06/28/2023 |
Red Flags
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