SB
Sarah E. Berry
WEALTH MANAGEMENT
Texarkana, TX 75501
Some features on this profile are disabled
CRD#: 7407407
SB
Professional summary
Sarah Elizabeth Berry, who also goes by Sarah Elizabeth Bumgardner, Sarah Elizabeth Smith, is a registered financial advisor currently at WEALTH MANAGEMENT located in Texarkana, Texas.
Sarah is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Sarah has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sarah Elizabeth Bumgardner | Sarah Elizabeth Smith
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sarah Berry, CPA, PLLC - NIR - 1208 Pine ST Texarkana, TX 75501 - Accounting Firm - Accountant/Owner - Started January 2014 - Approx 160 hours monthly/Approx 160 hours monthly during security trading hours - duties include tax, payroll and accounting functions. Berry Investment Properties, LLC - NIR - 22351 Hwy 71 Fouke, AR 71837 - LLC - Owner - Started 2016 - Approx 20 hours monthly/Approx 0 hours monthly during security trading hours - duties managing real estate properties, residential rentals, commercial rentals and flipping properties. Circle B Farms - Fouke, AR 71837 - Farm Land - sole prop - joint owner - approx 10 hours monthly/ approx 0 hours monthly during security trading hours. Springbank Storage, LLC - Fouke, AR 71837 - mini storage facility - LLC - joint owner - approx 10 hours monthly/ approx 0 hours monthly during security trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Sarah Elizabeth Berry's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 2, 2021 - Present
WEALTH MANAGEMENT
Office #1: 1208 Pine St, Texarkana, TX 75501RIA
CRD#: 137080
Texarkana, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WEALTH MANAGEMENT
WEALTH FIRM | WEALTH MANAGEMENT NEBRASKA LLC | WEALTH MANAGEMENT LLC | WEALTH MANAGEMENT
CRD#: 137080 / SEC#: 801-65977
RIA
Registered Investment Advisory firm - (2/17/2006 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arkansas(9/2/2021)
IAR
Texas(9/2/2021)
Current Firm
WEALTH MANAGEMENT
WEALTH FIRM | WEALTH MANAGEMENT NEBRASKA LLC | WEALTH MANAGEMENT LLC | WEALTH MANAGEMENT
CRD#: 137080 / SEC#: 801-65977
RIA
Registered Investment Advisory firm - (2/17/2006 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
125 South 4th Street, Norfolk, NE 68701
Mailing Address
Po Box 1264, Norfolk, NE 68702-1264
Phone number
(402) 371-1160
Established
Firm type
Fiscal year end
# of Employees
60
SEC notice filing (36 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,617 |
| AUM (Assets Under Management) | $ 3,100,744,962 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
