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Trevor L. Mumford

HYDE PARK CAPITAL ADVISORS
Tampa, FL 33602
Some features on this profile are disabled
CRD#: 7405981
TM

Professional summary

Trevor Lynn Mumford is a registered financial professional currently at HYDE PARK CAPITAL ADVISORS, LLC located in Tampa, Florida.

Trevor is registered as a RR (Registered Representative) and started their career in finance in 2021. Trevor has worked at 2 firms and has passed the Series 79TO, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Trevor Lynn Mumford's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 21, 2022 - Present

HYDE PARK CAPITAL ADVISORS, LLC

Office #1: 701 N. Franklin Street, Tampa, FL 33602Office #2: 701 N. Franklin Street, Tampa, FL 33602Office #3: 701 N. Frankin St., Tampa, FL 33602
BD
CRD#: 104271
Tampa, FL
Past

November 18, 2021 - December 13, 2021

D.A. DAVIDSON & CO.

BD
CRD#: 199
SEATTLE, WA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(3/21/2022)

Exams

General Industry/Product Exam
RR
Series 79TO
Date: 3/21/2022
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7TO
Date: 11/18/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 9/2/2021
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

HP
HYDE PARK CAPITAL ADVISORS, LLC
HYDE PARK CAPITAL ADVISORS, LLC

CRD#: 104271 / SEC#: , 8-52747

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
701 N. Franklin Street, Tampa, FL 33602
Mailing Address
701 N. Franklin Street, Tampa, FL 33602
Phone number
(813) 383-0202
Established
Florida since 01/07/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
HYDE PARK CAPITAL PARTNERS, LLCOWNER
HENDERSON, STUART ROBERTFINOP1121476
HILL, JOHN HEATON JRMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HYDE PARK CAPITAL ADVISORS, LLC

CRD#: 104271Tampa, FL 33602

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