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GR

Gabriel Rodan

SONENSHINE & COMPANY LLC
New York, NY 10022
Some features on this profile are disabled
CRD#: 7404974
GR

Professional summary

Gabriel Rodan is a registered financial professional currently at SONENSHINE & COMPANY LLC located in New York, New York.

Gabriel is registered as a RR (Registered Representative) and started their career in finance in 2021. Gabriel has worked at 2 firms and has passed the Series 63, Series 57TO, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gabriel Rodan's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 30, 2024 - Present

SONENSHINE & COMPANY LLC

Office #1: 505 Park Avenue Third Floor, New York, NY 10022
BD
CRD#: 104357
New York, NY
Past

July 30, 2021 - November 20, 2023

JEFFERIES LLC

BD
CRD#: 2347
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(9/30/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 7/27/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 2/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/30/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 7/8/2021
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

S&
SONENSHINE & COMPANY LLC
SONENSHINE & COMPANY LLC | SONENSHINE PASTOR & CO. LLC

CRD#: 104357 / SEC#: , 8-52819

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
505 Park Avenue Third Floor, New York, NY 10022
Mailing Address
505 Park Avenue Third Floor, New York, NY 10022
Phone number
(212) 994-3330
Established
Delaware since 11/08/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (21 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SONENSHINE PARTNERS LLCSOLE MEMBER
SONENSHINE, HARVEY MARSHALLMANAGER, CEO, CCO1581222
STOUBER, RANDY MARCFINOP1104531

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SONENSHINE & COMPANY LLC

CRD#: 104357New York, NY 10022

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