Jordan D. Ball

BALL INVESTMENTS

Yukon, OK

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CRD#: 7404913

Professional summary

Jordan Drake Ball is a registered financial advisor currently at BALL INVESTMENTS CORPORATION located in Yukon, Oklahoma.

Jordan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Jordan has worked at 1 firm and has passed the Series 65 and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Jordan Ball is currently employed for Heather & Company and Ball Real Estate Corporation engaging in real estate related activities.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jordan Drake Ball's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 19, 2024 - Present

BALL INVESTMENTS CORPORATION

RIA

CRD#: 329782

Yukon, OK

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/23/2024)

IAR

Florida
(6/7/2024)

IAR

Oklahoma
(3/20/2024)

IAR

Texas
(1/19/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/9/2024

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 8/8/2020

Securities Industry Essentials Examination

Current Firm

BALL INVESTMENTS CORPORATION

CRD#: 329782 / SEC#:

California

Registered Investment Advisory firm - (10/23/2024 Approved)

Florida

Registered Investment Advisory firm - (6/7/2024 Approved)

Oklahoma

Registered Investment Advisory firm - (3/20/2024 Approved)

Texas

Registered Investment Advisory firm - (5/6/2024 Approved)

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Contact information

Main Address

Yukon, OK

Mailing Address

Phone number

(405) 824-1731

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	59
AUM (Assets Under Management)	$ 1,292,080

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jordan D. Ball

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jordan Drake Ball's CRS (Customer Relationship Summary).

Certified licenses

Experience

BALL INVESTMENTS CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 3/9/2024

SIE

Date: 8/8/2020

Current Firm

BALL INVESTMENTS CORPORATION

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BALL INVESTMENTS CORPORATION

TRUST BUT VERIFY

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