Gugan Raghuraman
Professional summary
Gugan Raghuraman is a registered financial professional currently at WOLFE RESEARCH SECURITIES located in New York, New York.
Gugan is registered as a RR (Registered Representative) and started their career in finance in 2021. Gugan has worked at 3 firms and has passed the Series 63, Series 7TO, Series 87, Series 86, Series 79TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gugan Raghuraman's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 14, 2025 - Present
WOLFE RESEARCH SECURITIES
Office #1: 757 Third Avenue Sixth Floor, New York, NY 10017March 13, 2023 - May 27, 2025
CANTOR FITZGERALD & CO.
November 8, 2021 - February 23, 2023
LOCUST WALK SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/14/2025)
Exams
Series 7TO
Date: 6/29/2023
General Securities Representative ExaminationSeries 79TO
Date: 11/8/2021
Investment Banking Registered Representative ExaminationFINRA
Current Firm
WOLFE RESEARCH SECURITIES
CRD#: 151850 / SEC#: , 8-68406
Contact information
FINRA licenses (48 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
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