KG
Kriti Gogia
CETERA INVESTMENT ADVISERS LLC
HYDERABAD, HAFEEZPET, 500049
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CRD#: 7404094
KG
Professional summary
Kriti Gogia is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC and CETERA WEALTH SERVICES, LLC .
Kriti is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Kriti has worked at 6 firms and has passed the Series 66, Series 7TO, SIE and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Kriti Gogia's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: Ph 2,fl 1 - Fl 22,phoenix Trivium,srvy No 87 & 88 Hafeezpet Vlg,seri-lingampally Mandal,rngrddy Dist, Hyderabad, Hafeezpet 500049RIA
CRD#: 105644
HYDERABAD, HAFEEZPET,
Current
October 11, 2021 - Present
CETERA WEALTH SERVICES, LLC
Office #1: Ph 2,fl 1 - Fl 22,phoenix Trivium,srvy No 87 & 88 Hafeezpet Vlg,seri-lingampally Mandal,rngrddy Dist, Gachibowli, Hydhyderabad, Hafeezpet 500049BD
CRD#: 13572
Gachibowli, Hydhyderabad, Hafeezpet,
Current
June 29, 2022 - Present
CETERA ADVISORS LLC
Office #1: Ph 2,fl 1 - Fl 22,phoenix Trivium,srvy No 87 & 88 Hafeezpet Vlg,seri-lingampally Mandal,rngrddy Dist, Hyderabad, Hafeezpet 500049BD
CRD#: 10299
Hyderabad, Hafeezpet,
Current
November 22, 2022 - Present
CETERA INVESTMENT SERVICES LLC
Office #1: Ph 2,fl 1 - Fl 22,phoenix Trivium,srvy No 87 & 88 Hafeezpet Vlg,seri-lingampally Mandal,rngrddy Dist, Hyderabad, Hafeezpet 500049BD
CRD#: 15340
Hyderabad, Hafeezpet,
Current
November 22, 2022 - Present
CETERA FINANCIAL SPECIALISTS LLC
Office #1: Phase 2, Floor Level 1-12, Phoenix Trivium 87&88 Hafeezpet Vlg,seri-lingampally Mandal,rngrddy Dist, Hyderabad, Hafeezpet, 500049BD
CRD#: 10358
Hyderabad, Hafeezpet,
Past
July 19, 2022 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
October 11, 2021 - September 8, 2022
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
HYDERABAD, HAFEEZPET,
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(7/19/2022)
IAR
California(6/29/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/11/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Hyderabad, Hafeezpet 500049TRUST BUT VERIFY
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