James T. Marshman
Professional summary
James Thatcher Marshman, who also goes by James Marshman, Jamie Thatcher Marshman, is a registered financial professional currently at PJT PARTNERS LP located in New York, New York.
James is registered as a RR (Registered Representative) and started their career in finance in 2021. James has worked at 2 firms and has passed the Series 63, Series 7TO, Series 79TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Thatcher Marshman's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 6, 2022 - Present
PJT PARTNERS LP
Office #1: 280 Park Avenue, New York, NY 10017July 19, 2021 - August 4, 2022
MUFG SECURITIES AMERICAS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/6/2022)
Exams
Series 7TO
Date: 9/25/2023
General Securities Representative ExaminationSeries 79TO
Date: 7/19/2021
Investment Banking Registered Representative ExaminationFINRA
Current Firm
PJT PARTNERS LP
CRD#: 171058 / SEC#: , 8-69442
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PJT PARTNERS HOLDING LP | LIMITED PARTNER | |
| FLANAGAN, TARA ELIZABETH | CHIEF COMPLIANCE OFFICER | 2540823 |
| KALRA, ARUN JAMES | FINOP | 6570441 |
| LEE, JIYEUN | MANAGING PARTNER/DIRECTOR | 1859635 |
| MEATES, HELEN THERESE | CHIEF FINANCIAL OFFICER/DIRECTOR | 2271715 |
| PJT MANAGEMENT LLC | GENERAL PARTNER | |
| TAUBMAN, PAUL JEFFREY | CEO/DIRECTOR | 1567776 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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