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TE

Thomas Elia

INNER CIRCLE SPORTS LLC
New York, NY 10017
Some features on this profile are disabled
CRD#: 7401211
TE

Professional summary

Thomas Elia is a registered financial professional currently at INNER CIRCLE SPORTS LLC located in New York, New York.

Thomas is registered as a RR (Registered Representative) and started their career in finance in 2021. Thomas has worked at 2 firms and has passed the Series 63, Series 79TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Thomas Elia's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 22, 2024 - Present

INNER CIRCLE SPORTS LLC

Office #1: 441 Lexington Avenue, New York, NY 10017
BD
CRD#: 127772
New York, NY
Past

July 30, 2021 - January 12, 2024

WELLS FARGO SECURITIES, LLC

BD
CRD#: 126292
New York, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(1/22/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 7/23/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 7/30/2021
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 6/15/2021
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

IC
INNER CIRCLE SPORTS LLC
INNER CIRCLE SPORTS LLC

CRD#: 127772 / SEC#: , 8-66043

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
3013 Yamato Road Suite B12-339, Boca Raton, FL 33434
Mailing Address
3013 Yamato Road Suite B12-339, Boca Raton, FL 33434
Phone number
(917) 699-4620
Established
Delaware since 11/06/2002
Firm type
Other Types of Legal Formation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
TILLISS, ROBERT JAYCEO, PRESIDENT,CCO, AML OFFICER, GRANTOR2621358
JENNIFER TILLISS GST EXEMPT 2023 TRUSTOWNER, TRUSTEE PATRICK RYAN
ROBERT TILLISS GST EXEMPT 2020 TRUSTOWNER, TRUSTEE PATRICK RYAN
RYAN, PATRICKTRUSTEE8101487
TILLISS, JENNIFER DAWNGRANTOR7316950

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

INNER CIRCLE SPORTS LLC

CRD#: 127772New York, NY 10017

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