Kyle S. Fulton

SENECA PRIVATE WEALTH

LOS ANGELES, CA 90067

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CRD#: 7400736

Professional summary

Kyle Spencer Fulton, who also goes by Kyle Fulton, is a registered financial advisor currently at SENECA PRIVATE WEALTH, LLC located in Los Angeles, California.

Kyle is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Kyle has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kyle Fulton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 04/13/2023 - Fulton Management - Outside/W-2 Employment - Staff Accountant, Head of Data Entry Department - Encino, CA 91436 - Non investment related - 80 Hours per month - Start date: 02/18/2020. 2) 04/13/2023 - ALLEGIANCE FINANCIAL GROUP - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s). 3) 01/08/2024 - CKJ Investments - Non-Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started: 12/11/2023 - 2 Hrs/Mo During Trading.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kyle Spencer Fulton's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 1, 2025 - Present

SENECA PRIVATE WEALTH, LLC

Office #1: 1999 Avenue Of The Stars Suite 3350, Los Angeles, CA 90067

RIA

CRD#: 334161

LOS ANGELES, CA

Past

May 8, 2023 - April 11, 2025

LPL FINANCIAL LLC

RIA

CRD#: 6413

WOODLAND HILLS, CA

Past

July 30, 2021 - May 16, 2023

FINWELL, INC.

RIA

CRD#: 310850

ENCINO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SENECA PRIVATE WEALTH, LLC

CRD#: 334161 / SEC#: 801-131767

RIA

Registered Investment Advisory firm - (1/6/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/1/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/18/2021

Uniform Investment Adviser Law Examination

Current Firm

SENECA PRIVATE WEALTH, LLC

CRD#: 334161 / SEC#: 801-131767

RIA

Registered Investment Advisory firm - (1/6/2025 Approved)

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Contact information

Main Address

1999 Avenue Of The Stars Suite 3350, Los Angeles, CA 90067

Mailing Address

Phone number

(310) 984-1347

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SENECA PRIVATE WEALTH FORM ADV PART 2A (12/6/2024)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kyle S. Fulton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kyle Spencer Fulton's CRS (Customer Relationship Summary).

Certified licenses

Experience

SENECA PRIVATE WEALTH, LLC

LPL FINANCIAL LLC

FINWELL, INC.

Primary Firm SEC Registration

SENECA PRIVATE WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/18/2021

Current Firm

SENECA PRIVATE WEALTH, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

SENECA PRIVATE WEALTH, LLC

TRUST BUT VERIFY

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