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OW

Owen A. Walken

IM GLOBAL US DISTRIBUTORS
EL SEGUNDO, CA 90245
Some features on this profile are disabled
CRD#: 7399786
OW
Owen Alexander WalkenIM GLOBAL US DISTRIBUTORS

Professional summary

Owen Alexander Walken is a registered financial professional currently at IM GLOBAL US DISTRIBUTORS LLC located in El Segundo, California.

Owen is registered as a RR (Registered Representative) and started their career in finance in 2021. Owen has worked at 4 firms and has passed the Series 63, Series 7TO and SIE exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Owen Alexander Walken's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 18, 2026 - Present

IM GLOBAL US DISTRIBUTORS LLC

Office #1: 2301 Rosecrans Avenue Suite 2150, El Segundo, CA 90245
BD
CRD#: 299892
EL SEGUNDO, CA
Past

January 13, 2025 - June 2, 2026

CION SECURITIES, LLC

BD
CRD#: 15487
Beverly Hills, CA
Past

November 3, 2023 - January 10, 2025

REGIMENT SECURITIES, LLC.

BD
CRD#: 311302
Chicago, IL
Past

November 12, 2021 - May 24, 2023

HALO SECURITIES, LLC

BD
CRD#: 279029
Chicago, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alaska
(6/18/2026)
RR
Arizona
(6/18/2026)
RR
California
(6/18/2026)
RR
Hawaii
(6/18/2026)
RR
Idaho
(6/18/2026)
RR
Montana
(6/18/2026)
RR
Nevada
(6/18/2026)
RR
North Dakota
(6/18/2026)
RR
Oregon
(6/18/2026)
RR
South Dakota
(6/18/2026)
RR
Utah
(6/18/2026)
RR
Washington
(6/18/2026)
RR
Wyoming
(6/18/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 12/17/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 11/12/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 2/25/2021
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

IG
IM GLOBAL US DISTRIBUTORS LLC
IM GLOBAL US DISTRIBUTORS LLC

CRD#: 299892 / SEC#: , 8-70266

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
2301 Rosecrans Avenue Suite 2150, El Segundo, CA 90245
Mailing Address
2301 Rosecrans Avenue Suite 2150, El Segundo, CA 90245
Phone number
(323) 372-2266
Established
Delaware since 12/05/2018
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
IM GLOBAL PARTNER SASPARENT COMPANY
KELLY, JOSEPH PETER IICHIEF COMPLIANCE OFFICER, PRINCIPAL AND INTERIM CHIEF OPERATING OFFICER6268052
SCARPATI, GERARDFINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER2313132

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

IM GLOBAL US DISTRIBUTORS LLC

CRD#: 299892El Segundo, CA 90245

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