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EV

Eva R. Vanpelt

RIDGEBACK SECURITIES, LTD
Houston, TX 77002-8841
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CRD#: 7398776
EV

Professional summary


Eva Ryan Vanpelt is a registered financial professional currently at RIDGEBACK SECURITIES, LTD located in Houston, Texas.

Eva is registered as a RR (Registered Representative) and started their career in finance in 2022. Eva has worked at 2 firms and has passed the Series 79TO and SIE exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Eva Ryan Vanpelt's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 22, 2025 - Present

RIDGEBACK SECURITIES, LTD

Office #1: 1218 Webster Street, Houston, TX 77002-8841
BD
CRD#: 120448
Houston, TX
Past

August 9, 2022 - August 29, 2024

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
HOUSTON, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
Series 79TO
Date: 8/9/2022
Investment Banking Registered Representative Examination
SRO Registrations
RR
FINRA

Current Firm


RS
RIDGEBACK SECURITIES, LTD
MID-CONTINENT SECURITIES ADVISORS, LTD. | RIDGEBACK SECURITIES, LTD | MID-CONTINENT SECURITIES, LTD.

CRD#: 120448 / SEC#: , 8-65298

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information


Main Address
1218 Webster Street, Houston, TX 77002-8841
Mailing Address
1218 Webster Street, Houston, TX 77002-8841
Phone number
(713) 289-6200
Established
Texas since 04/01/2002
Firm type
Partnership
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (24 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
THE RIDGEBACK GROUP, LLCLIMITED PARTNER
CAPITAL FINANCIAL GROUP, INC.LIMITED PARTNER
BRISTOW, BRIAN BRUCECHIEF OPERATING OFFICER3151921
CONNOLLY, BRENDAN MACKEYCHIEF COMPLIANCE OFFICER4352883
MCSALGP, LLCGENERAL PARTNER
VANPELT, WILLIAM HENRY IVPRESIDENT, FINOP, MANAGER, SECRETARY, TREASURER1716622

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


RIDGEBACK SECURITIES, LTD

CRD#: 120448Houston, TX 77002-8841

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