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Maria Teresa Flores Arguelles

Some features on this profile are disabled
CRD#: 7397570
MF

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Maria Teresa Flores Arguelles was a registered financial professional .

Maria Teresa is a previously registered financial professional and started their career in finance in 2021. Maria Teresa had worked at 2 firms and has passed the Series 63, Series 57TO, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

July 30, 2021 - May 30, 2023

JANE STREET EXECUTION SERVICES, LLC

BD
CRD#: 167280
New York, NY
Past

July 30, 2021 - May 30, 2023

JANE STREET CAPITAL, LLC

BD
CRD#: 103782
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 8/10/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 8/17/2021
Securities Trader Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/30/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 7/3/2021
Securities Industry Essentials Examination

Current Firm

JS
JANE STREET EXECUTION SERVICES, LLC
JANE STREET EXECUTION SERVICES, LLC

CRD#: 167280 / SEC#: , 8-69254

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
250 Vesey Street, New York, NY 10281
Mailing Address
250 Vesey Street 3rd Floor, New York, NY 10281
Phone number
(646) 759-6000
Established
Delaware since 02/22/2013
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (10 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
JANE STREET GROUP, LLCMEMBER
BELLIOTTI, ANGELOCHIEF COMPLIANCE OFFICER6617066
BERGER, MATTHEW ROBERTOPERATING COMMITTEE MEMBER4714455
HARRISON, MARIE ELIZABETHPRINCIPAL FINANCIAL OFFICER4621035
ROY, ANDREAS TORBJOERNOPERATING COMMITTEE MEMBER/PRESIDENT6344770
WALSH, PATRICK J.PRINCIPAL OPERATIONS OFFICER4786045
ZGALJIC, DAVOROPERATING COMMITTEE MEMBER4819565

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

JANE STREET EXECUTION SERVICES, LLC

CRD#: 167280

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