Andres M. Cartaya
Professional summary
Andres Manuel Cartaya, who also goes by Andres Cartaya, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Temple Terrace, Florida and TRUIST INVESTMENT SERVICES, INC. located in Lutz, Florida.
Andres is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Andres has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Andres Manuel Cartaya's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 7, 2022 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 11253 N 56th St, Temple Terrace, FL 33617September 27, 2022 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 21744 State Rd 54, Lutz, FL 33549Office #2: 8701 Hunters Lake Dr, Tampa, FL 33647Office #3: 11253 N 56th St, Temple Terrace, FL 33617Office #4: 17802 N Dale Mabry Hwy, Lutz, FL 33548Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/22/2023)
(5/22/2023)
(5/22/2023)
(5/22/2023)
(5/15/2023)
(6/8/2023)
(11/17/2022)
(5/22/2023)
(5/22/2023)
(5/22/2023)
(5/22/2023)
(5/22/2023)
(5/22/2023)
(5/22/2023)
(5/22/2023)
(5/22/2023)
(5/22/2023)
(5/22/2023)
(5/22/2023)
(4/17/2026)
(5/22/2023)
(5/22/2023)
Exams
Series 7TO
Date: 9/27/2022
General Securities Representative ExaminationFINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
