Erica A. Mathews

FINANCIAL COUNSELING ASSOCIATES,

Golden, CO

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CRD#: 7397074

Professional summary

Erica Ann Mathews, who also goes by Erica Ann Kopel, is a registered financial advisor currently at FINANCIAL COUNSELING ASSOCIATES, INC located in Golden, Colorado.

Erica is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Erica has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Erica Ann Kopel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erica Ann Mathews's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 29, 2021 - Present

FINANCIAL COUNSELING ASSOCIATES, INC

RIA

CRD#: 115123

Golden, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FINANCIAL COUNSELING ASSOCIATES, INC

FINANCIAL COUNSELING ASSOCIATES, INC | FINANCIAL COUNSELING ASSOCIATES, INC.

CRD#: 115123 / SEC#: 801-79159

RIA

Registered Investment Advisory firm - (2/5/2014 Approved)

Colorado

Registered Investment Advisory firm - (3/6/2014 Terminated)

New Mexico

Registered Investment Advisory firm - (2/6/2014 Terminated)

Texas

Registered Investment Advisory firm - (2/6/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(6/29/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/8/2021

Uniform Investment Adviser Law Examination

Current Firm

FINANCIAL COUNSELING ASSOCIATES, INC

FINANCIAL COUNSELING ASSOCIATES, INC | FINANCIAL COUNSELING ASSOCIATES, INC.

CRD#: 115123 / SEC#: 801-79159

RIA

Registered Investment Advisory firm - (2/5/2014 Approved)

Colorado

Registered Investment Advisory firm - (3/6/2014 Terminated)

New Mexico

Registered Investment Advisory firm - (2/6/2014 Terminated)

Texas

Registered Investment Advisory firm - (2/6/2014 Terminated)

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Contact information

Main Address

Aurora, CO

Mailing Address

Phone number

(720) 272-4419

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FCA ADV PART 2A-2B AND PRIVACY POLICY - 2025 (2/6/2025)

Regulatory assets under management

Total Number of Accounts	129
AUM (Assets Under Management)	$ 92,076,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Erica A. Mathews

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erica Ann Mathews's CRS (Customer Relationship Summary).

Certified licenses

Experience

FINANCIAL COUNSELING ASSOCIATES, INC

Primary Firm SEC Registration

FINANCIAL COUNSELING ASSOCIATES, INC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/8/2021

Current Firm

FINANCIAL COUNSELING ASSOCIATES, INC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FINANCIAL COUNSELING ASSOCIATES, INC

TRUST BUT VERIFY

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