Pearse M. Brolly
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Pearse Michael Brolly was a registered financial professional .
Pearse is a previously registered financial professional and started their career in finance in 2022. Pearse had worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 1, 2022 - November 10, 2025
THIRD SEVEN CAPITAL LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 12/29/2021
General Securities Representative ExaminationCurrent Firm
THIRD SEVEN CAPITAL LLC
CRD#: 160209 / SEC#: , 8-69032
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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