DS
David Siegfried
FINANCIAL ADVISOR NETWORK
Farmingdale, NY 11735
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CRD#: 7396740
DS
Professional summary
David Siegfried is a registered financial advisor currently at FINANCIAL ADVISOR NETWORK, INC. located in Farmingdale, New York.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. David has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view David Siegfried's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 28, 2021 - Present
FINANCIAL ADVISOR NETWORK, INC.
Office #1: 1111 Route 110 Suite 359, Farmingdale, NY 11735RIA
CRD#: 125537
Farmingdale, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FA
FINANCIAL ADVISOR NETWORK, INC.
FINANCIAL ADVISOR NETWORK, INC. | TROTTA, JOHN (NMN) | TROTTA, JOHN | JOHN TROTTA, CPA
CRD#: 125537 / SEC#: 801-79944
RIA
Registered Investment Advisory firm - (6/26/2014 Approved)New York
Registered Investment Advisory firm - (6/27/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(6/28/2021)
Exams
Current Firm
FA
FINANCIAL ADVISOR NETWORK, INC.
FINANCIAL ADVISOR NETWORK, INC. | TROTTA, JOHN (NMN) | TROTTA, JOHN | JOHN TROTTA, CPA
CRD#: 125537 / SEC#: 801-79944
RIA
Registered Investment Advisory firm - (6/26/2014 Approved)New York
Registered Investment Advisory firm - (6/27/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1111 Route 110 Suite 359, Farmingdale, NY 11735
Mailing Address
Phone number
(631) 226-9046
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 394 |
| AUM (Assets Under Management) | $ 146,000,000 |
Red Flags
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