Grant Gerald Steffes
Professional Summary
Grant Gerald Steffes is a registered financial advisor currently at STEFFES FINANCIAL, LTD located in Overland Park, Kansas. Grant is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Grant has worked at 1 firm and has passed the Series 65 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
MORGAN STANLEY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SANCTUARY ADVISORS, LLC
POST OAK PRIVATE WEALTH ADVISORS
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
MORGAN STANLEY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SANCTUARY ADVISORS, LLC
POST OAK PRIVATE WEALTH ADVISORS
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
MORGAN STANLEY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SANCTUARY ADVISORS, LLC
POST OAK PRIVATE WEALTH ADVISORS
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
MORGAN STANLEY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SANCTUARY ADVISORS, LLC
POST OAK PRIVATE WEALTH ADVISORS
Years of Experience
5 years registered in the securities industry
Current & Past Employments
Current
Similar Advisors
MORGAN STANLEY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SANCTUARY ADVISORS, LLC
POST OAK PRIVATE WEALTH ADVISORS
Current Firm
STEFFES FINANCIAL, LTD
Contact Information
Main Address
8655 College Blvd Suite 101, Overland Park, KS 66210Phone Number
(913) 722-1111# of Employees
4SEC notice filing (4 States and Territories)
Registered to provide investment advisory services in 4 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
652AUM (Assets Under Management)
$611,455,054Similar Advisors
MORGAN STANLEY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SANCTUARY ADVISORS, LLC
POST OAK PRIVATE WEALTH ADVISORS
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
MORGAN STANLEY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SANCTUARY ADVISORS, LLC
POST OAK PRIVATE WEALTH ADVISORS
Primary Firm SEC Registration
STEFFES FINANCIAL, LTD
State Registrations and Notice Filings
(6/17/2021)
(12/22/2023)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Similar Advisors
MORGAN STANLEY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SANCTUARY ADVISORS, LLC
POST OAK PRIVATE WEALTH ADVISORS
CRS (Client Relationship Summary) - RIA
Click below to view Grant Gerald Steffes's CRS (Customer Relationship Summary).
Similar Advisors
MORGAN STANLEY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SANCTUARY ADVISORS, LLC
POST OAK PRIVATE WEALTH ADVISORS