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GS

Grant G. Steffes

STEFFES FINANCIAL, LTD
Overland Park, KS 66210
Some features on this profile are disabled
CRD#: 7396297
GS

Professional summary

Grant Gerald Steffes is a registered financial advisor currently at STEFFES FINANCIAL, LTD located in Overland Park, Kansas.

Grant is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Grant has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Grant Gerald Steffes's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 17, 2021 - Present

STEFFES FINANCIAL, LTD

Office #1: 8655 College Blvd Suite 101, Overland Park, KS 66210
RIA
CRD#: 134530
Overland Park, KS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SF
STEFFES FINANCIAL, LTD
STEFFES FINANCIAL, LTD

CRD#: 134530 / SEC#: 801-64179

RIA
Registered Investment Advisory firm - (4/15/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Kansas
(6/17/2021)
IAR
Texas
(12/22/2023)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/12/2021
Uniform Investment Adviser Law Examination

Current Firm

SF
STEFFES FINANCIAL, LTD
STEFFES FINANCIAL, LTD

CRD#: 134530 / SEC#: 801-64179

RIA
Registered Investment Advisory firm - (4/15/2005 Approved)
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Contact information

Main Address
8655 College Blvd Suite 101, Overland Park, KS 66210
Mailing Address
Phone number
(913) 722-1111
Established
Firm type
Fiscal year end
# of Employees
4

SEC notice filing (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

STEFFES FINANCIAL, LTD. FORM ADV PART 2A FIRM BROCHURE (1/14/2025)

Regulatory assets under management

Total Number of Accounts653
AUM (Assets Under Management)$ 537,120,594

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STEFFES FINANCIAL, LTD

CRD#: 134530Overland Park, KS 66210

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