Gavin Harpst
Professional summary
Gavin Harpst is a registered financial professional currently at PRUDENTIAL ANNUITIES DISTRIBUTORS, INC located in Hartford, Connecticut.
Gavin is registered as a RR (Registered Representative) and started their career in finance in 2021. Gavin has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gavin Harpst's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 24, 2026 - Present
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
Office #1: 280 Trumbull Street, Hartford, CT 06103December 5, 2023 - December 23, 2024
THRIVENT INVESTMENT MANAGEMENT INC.
December 5, 2023 - December 23, 2024
THRIVENT INVESTMENT MANAGEMENT INC.
August 26, 2021 - December 4, 2023
EQUITABLE ADVISORS, LLC
July 19, 2021 - December 4, 2023
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/24/2026)
Exams
Series 7TO
Date: 7/17/2021
General Securities Representative ExaminationFINRA
Current Firm
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
CRD#: 21570 / SEC#: , 8-39058
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE PRUDENTIAL INSURANCE COMPANY OF AMERICA | SHAREHOLDER COMMON | |
| CARROLL, TRACEY MARIA | CHIEF OPERATING OFFICER | 5841463 |
| CARROLL, TRACEY MARIA | PRESIDENT | 5841463 |
| HAGGERTY, SCOTT PETER | CHIEF EXECUTIVE OFFICER | 2619329 |
| MCGRATH, SHANE THOMAS | CHIEF COMPLIANCE OFFICER | 4458909 |
| SMIT, ROBERT PHILIP | FINOP, CFO | 2332366 |
| THOMSEN, JORDAN K | CHIEF LEGAL OFFICER AND SECRETARY | 2821664 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
Red Flags
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