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AS

Aarsh Sachdeva

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CRD#: 7396087
AS

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Aarsh Sachdeva was a registered financial professional .

Aarsh is a previously registered financial professional and started their career in finance in 2021. Aarsh had worked at 1 firm and has passed the SIE and Series 57TO exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

June 23, 2021 - April 4, 2023

VOLANT LIQUIDITY, LLC

BD
CRD#: 150063
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
SIE
Date: 6/23/2021
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 57TO
Date: 6/23/2021
Securities Trader Exam

Current Firm


VL
VOLANT LIQUIDITY, LLC
VOLANT LIQUIDITY, LLC

CRD#: 150063 / SEC#: , 8-68211

BD
Terminated by SEC on 10/01/2023
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Contact information


Main Address
Mailing Address
Phone number
Established
Delaware since 02/27/2009
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
VOLANT HOLDING, LLCMEMBER
DONNELLY, BRIAN PATRICKMANAGING MEMBER4906429
EDWARDS, JOHN WILLIAM JR.FINOP1757360
EDWARDS, JOHN WILLIAM JR.CFO1757360
SHIN, WILBERT DONGYOONCOO/CCO2118700

Disclosures


Regulatory Event12

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


VOLANT LIQUIDITY, LLC

CRD#: 150063

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