Jonathan H. Lin
Professional summary
Jonathan H Lin, who also goes by Jonathan Lin, is a registered financial professional currently at THE TIE CAPITAL LLC located in New York, New York.
Jonathan is registered as a RR (Registered Representative) and started their career in finance in 2021. Jonathan has worked at 2 firms and has passed the Series 63, Series 79TO and SIE exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jonathan H Lin's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 15, 2026 - Present
THE TIE CAPITAL LLC
Office #1: 555 Madison Avenue Floor 16, New York, NY 10022August 16, 2021 - June 15, 2026
TRUIST SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/15/2026)
Exams
Series 79TO
Date: 8/14/2021
Investment Banking Registered Representative ExaminationFINRA
Current Firm
THE TIE CAPITAL LLC
CRD#: 340762 / SEC#: , 8-71484
Contact information
FINRA licenses (29 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.