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JR

Joseph E. Rooney

MORGAN PARTNERS LLC
Wellesley Hills, MA 02481
Some features on this profile are disabled
CRD#: 7395921
JR

Professional summary

Joseph Edward Rooney II, who also goes by Joe Edward Rooney II, Joe Rooney, is a registered financial professional currently at MORGAN PARTNERS LLC located in Wellesley Hills, Massachusetts.

Joseph is registered as a RR (Registered Representative) and started their career in finance in 2021. Joseph has worked at 1 firm and has passed the Series 63, Series 79TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Joe Edward Rooney Ii | Joe Rooney

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joseph Edward Rooney II's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 13, 2021 - Present

MORGAN PARTNERS LLC

Office #1: 100 Worcester Street Suite 202, Wellesley Hills, MA 02481
BD
CRD#: 164032
Wellesley Hills, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Massachusetts
(10/11/2021)

Exams

State Security Law Exam
RR
Series 63
Date: 10/9/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 9/11/2021
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 8/7/2021
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

MP
MORGAN PARTNERS LLC
MORGAN PARTNERS LLC

CRD#: 164032 / SEC#: , 8-69082

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
100 Worcester Street Suite 202, Wellesley Hills, MA 02481
Mailing Address
100 Worcester Street Suite 202, Wellesley Hills, MA 02481
Phone number
(617) 410-5200
Established
Massachusetts since 07/22/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
KEEFE, HUGH PATRICKMEMBER AND CCO6098996
TARDIO, AMES WESTONMEMBER6683034
GEORGE, THOMAS KEITHELECTED MANAGER5378303

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MORGAN PARTNERS LLC

CRD#: 164032Wellesley Hills, MA 02481

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