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HO

Hugh J. O'neil

3WIRE ADVISORY LLC
WASHINGTON, DC 20006
Some features on this profile are disabled
CRD#: 7395816
HO

Professional summary

Hugh James O'neil, who also goes by Huey O'neil, is a registered financial professional currently at 3WIRE ADVISORY LLC located in Washington, District Of Columbia.

Hugh is registered as a RR (Registered Representative) and started their career in finance in 2021. Hugh has worked at 2 firms and has passed the Series 63, Series 7TO, Series 79TO, SIE and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Huey O'neil

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Hugh James O'neil's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 9, 2024 - Present

3WIRE ADVISORY LLC

Office #1: 1717 Pennsylvania Avenue Nw Suite 300, Washington, DC 20006
BD
CRD#: 325241
WASHINGTON, DC
Past

August 9, 2021 - August 11, 2023

HOULIHAN LOKEY CAPITAL, INC.

BD
CRD#: 17708
MCLEAN, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
District of Columbia
(2/20/2024)
RR
Virginia
(2/20/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 8/16/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 2/16/2024
General Securities Representative Examination
General Industry/Product Exam
RR
Series 79TO
Date: 8/9/2021
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 6/11/2021
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/13/2023
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

3A
3WIRE ADVISORY LLC
3WIRE ADVISORY LLC

CRD#: 325241 / SEC#: , 8-71082

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
1717 Pennsylvania Avenue Nw Suite 300, Washington, DC 20006
Mailing Address
1717 Pennsylvania Avenue Nw Suite 300, Washington, DC 20006
Phone number
(202) 256-5048
Established
Virginia since 10/13/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
3WIRE LLCMEMBER
ANTENUCCI, ANITA MARGARETMANAGER, EXECUTIVE REP., CCO AND AMLCO4328254
LENART, BRIAN DOUGLASFINOP, FPO/POO736107

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

3WIRE ADVISORY LLC

CRD#: 325241Washington, DC 20006

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