MP
Mariah Peaster
CETERA INVESTMENT ADVISERS LLC
WESLEY CHAPEL, FL
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CRD#: 7395811
MP
Professional summary
Mariah Peaster is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Wesley Chapel, Florida and CETERA FINANCIAL SPECIALISTS LLC located in Wesley Chapel, Florida.
Mariah is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Mariah has worked at 4 firms and has passed the Series 66, Series 6TO, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) OPTA FINANCIAL, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, FINANCIAL PROFESSIONAL, DBA FOR INVESTMENT SERVICES, 40H/WEEK, SINCE 08/2022 2) JOE WALKER REALTY - THE MCCOLEMAN TEAM, MARIAH PEASTER REAL ESTATE, NOT INVESTMENT RELATED, BRANDON, FL, INDEPENDENT CONTRACTOR, COMMERCIAL AND RESIDENTIAL REAL ESTATE SALES, 5H/WEEK, SINCE 05/2023. 3) SORENSON COMMUNICATIONS, NOT INVESTMENT RELATED, TAMPA, FL, EMPLOYEE, SIGN LANGUAGE INTERPRETING FOR THE DEAF, 5H/WEEK, 4H/WEEK DURING TRADING HOURS, SINCE 11/2016
CRS (Client Relationship Summary) - RIA
Click below to view Mariah Peaster's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 14, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
WESLEY CHAPEL, FL
Current
September 5, 2023 - Present
CETERA FINANCIAL SPECIALISTS LLC
BD
CRD#: 10358
WESLEY CHAPEL, FL
Past
February 14, 2023 - September 13, 2023
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
Wesley Chapel, FL
Past
November 4, 2022 - September 13, 2023
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
Wesley Chapel, FL
Past
August 9, 2022 - August 23, 2022
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
Tampa, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/2/2025)
RR
Colorado(7/11/2025)
RR
Florida(9/5/2023)
IAR
Florida(9/14/2023)
RR
Maryland(9/28/2023)
RR
Mississippi(11/22/2023)
RR
New York(1/3/2024)
RR
Pennsylvania(2/21/2025)
RR
Virginia(9/5/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
RR
Series 7TO
Date: 8/9/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
