Billy D. Ray
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Billy Dewayne Ray Jr, who also goes by Billy Dewayne Ray, Billy Dewayne Ray Jr, Billy Dewayne Ray Jr., Billy Ray, was a registered financial professional .
Billy is a previously registered financial professional and started their career in finance in 2022. Billy had worked at 3 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 4, 2025 - October 30, 2025
ERNST & YOUNG INVESTMENT ADVISERS LLP
March 16, 2023 - July 12, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 6, 2023 - July 12, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 20, 2022 - February 15, 2023
CHARLES SCHWAB & CO., INC.
Primary Firm SEC Registration
ERNST & YOUNG INVESTMENT ADVISERS LLP
CRD#: 110921 / SEC#: 801-48596
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 7/19/2022
General Securities Representative ExaminationCurrent Firm
ERNST & YOUNG INVESTMENT ADVISERS LLP
CRD#: 110921 / SEC#: 801-48596
Contact information
SEC notice filing (52 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
