NB
Nicholas K. Bucklin
FREESTONE CAPITAL MANAGEMENT
SAN FRANCISCO, CA 94105
Some features on this profile are disabled
CRD#: 7393532
NB
Professional summary
Nicholas King Bucklin, who also goes by Nick Bucklin, is a registered financial advisor currently at FREESTONE CAPITAL MANAGEMENT, LLC located in San Francisco, California.
Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Nicholas has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nick Bucklin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
LINDA BUCKLIN SURVIVOR'S TRUST; MILL VALLEY, CA; INVESTMENT-RELATED; TRUSTEE; MARCH 2016; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS; FAMILY TRUST; 349 SEADRIFT LLC; MILL VALLEY, CA; INVESTMENT-RELATED; MANAGING MEMBER; MARCH 2021; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS; FAMILY COMPANY FORMED FOR A REAL ESTATE PROPERTY. MONTANA LAND RELIANCE FOUNDATION; INVESTMENT-RELATED; 401 N. CALIFORNIA STREET, HELENA, MT, 59601; ENDOWMENT TO SUPPORT A LAND TRUST FOCUSED ON LAND CONSERVATION IN MONTANA; PRESIDENT OF THE BOARD; 01/01/2024; 4 HOURS PER MONTH; 1 HOUR PER MONTH DURING SECURITIES TRADING HOURS; DUTIES INCLUDE LEADING QUARTERLY BOARD MEETINGS, ACTING AS LIASON BETWEEN THE BOARD, STAFF AND OCIO, WHO MANAGES THE ENDOWMENT, AS WELL AS EVALUATING THE OCIO MANAGER.
CRS (Client Relationship Summary) - RIA
Click below to view Nicholas King Bucklin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2021 - Present
FREESTONE CAPITAL MANAGEMENT, LLC
Office #1: 560 Mission Street Suite 2800, San Francisco, CA 94105RIA
CRD#: 145711
SAN FRANCISCO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FC
FREESTONE CAPITAL MANAGEMENT, LLC
FREESTONE | FREESTONE INVESTMENTS LLC (RELYING ADVISOR) | FREESTONE CAPITAL MANAGEMENT, LLC | FREESTONE ASSET MANAGEMENT | FREESTONE ADVISORS LLC
CRD#: 145711 / SEC#: 801-69073
RIA
Registered Investment Advisory firm - (4/25/2008 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(6/29/2021)
IAR
Texas(9/10/2025)
Exams
Current Firm
FC
FREESTONE CAPITAL MANAGEMENT, LLC
FREESTONE | FREESTONE INVESTMENTS LLC (RELYING ADVISOR) | FREESTONE CAPITAL MANAGEMENT, LLC | FREESTONE ASSET MANAGEMENT | FREESTONE ADVISORS LLC
CRD#: 145711 / SEC#: 801-69073
RIA
Registered Investment Advisory firm - (4/25/2008 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
701 5th Avenue 74th Floor, Seattle, WA 98104
Mailing Address
Phone number
(206) 707-7300
Established
Firm type
Fiscal year end
# of Employees
117
SEC notice filing (40 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 6,231 |
| AUM (Assets Under Management) | $ 11,493,619,610 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/16/2025 | ||
| 11/21/2024 | ||
| 09/26/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
